**Core Oversight Modules**
**Introduction to Oversight Governance**
Objectives:
– Explain rationales, roles, mechanisms for regulatory governance
– Distinguish agency mandates and scope of responsibilities
– Identify domain issues, stakeholder maps, standards
– Apply principles guiding ethical rule formulation
Course Title: Introductory Regulatory Governance
Module 1: Foundations of Regulatory Governance
– Defining regulation and governance
– Rationales for regulation
– Protecting public interest
– Mitigating market failures
– Standardization and harmonization
– Regulatory governance frameworks
– Self-regulation
– Co-regulation
– Command-and-control models
– Roles and responsibilities
– Rule-making
– Monitoring
– Enforcement
– Dispute resolution
Module 2: Regulatory Institutions and Processes
– Domains of regulatory oversight
– Financial markets
– Healthcare
– Environment
– Product safety
– Professional services
– Regulatory bodies and agencies
– Organizational structures
– Powers and scope
– Funding sources
– Independence
– Stakeholder mapping
– Government
– Industry
– Public advocacy groups
– Academia
– Unions
– Transparency and accountability
Module 3: Developing and Implementing Regulation
– Evidence-based policymaking
– Impact assessment
– Cost-benefit analysis
– Risk analysis
– Ethics in rule formulation
– Deontology
– Consequentialism
– Virtue ethics
– Public consultations
– Compliance strategies
– Audits
– Inspections
– Reporting
– Enforcement principles and tools
Module 4: Evaluation and Evolution of Regulatory Systems
– Performance measurement
– Responding to domain issues
– Technological change
– Market innovations
– Consumer priorities
– International coordination
– Modernizing regulatory governance
– Risk-based models
– Meta-regulation
– Responsive regulation
– Smart disclosure
**Regulatory Analysis & Risk Assessment Essentials**
Objectives:
– Classify regulations types and policy intervention tools
– Gather landscape inputs to inform regulatory assessments
– Use data-driven frameworks to determine proportional oversight responses
– Align assessments with risk standards
Course Title: Regulatory Analysis and Risk Assessment
Module 1: Introduction to Regulatory Analysis
– Types of regulations
– Economic and social
– Financial
– Environmental
– Policy intervention tools
– Direct controls
– Economic incentives
– Information disclosure
– Self-regulation
– Co-regulation
– Meta-regulation
– Role of regulatory analysis
– Identifying issues
– Informing policy decisions
– Evaluating costs and benefits
– Promoting transparency
Module 2: Landscape Analysis and Risk Identification
– Environmental scanning
– Industry data
– Consumer information
– Technology trends
– Stakeholder perspectives
– Risk taxonomy
– Systemic risks
– Operational risks
– Financial risks
– Risk factors
– Likelihood
– Severity
– Exposure
– Detectability
– Risk interdependencies
Module 3: Assessment Methodologies
– Cost-benefit analysis
– Monetizing costs and benefits
– Discounting
– Sensitivity analysis
– Cost-effectiveness analysis
– Risk modeling
– Probabilistic models
– Predictive analytics
– Stress testing
– Proportionality assessment
– Burden estimation
– Risk criteria alignment
Module 4: Risk Standards and Profiling
– Standards in law and guidance
– Custom risk models
– Key risk indicators
– Risk appetites
– grading scales
– Risk reporting
– Visualization techniques
– Risk registers
– Heat maps
– Dashboards
– Ongoing monitoring
**Compliance Inspections & Investigations Protocols**
Objectives:
– Develop inspection plans and gather evidence
– Classify deficiencies, document findings
– Obtain informed consent legally during inquiries
– Preserve investigation integrity through care in collection, storage and handling
Course Title: Compliance Inspections and Investigations Protocols
Module 1: Planning and Preparing Inspections
– Types of inspections
– Routine vs. investigative
– On-site vs. desk reviews
– Developing inspection plans
– Identifying scope and sampling strategy
– Resource estimation and logistics
– Notification and coordination
– Compliance indicators and evidence gathering
– Policies, records, interviews
– Surveillance, trace-testing
Module 2: Conducting Inspections and Documenting Findings
– Agency protocols for on-site reviews
– Credentials and codes of conduct
– Opening meetings
– Information gathering
– Closing meetings
– Deficiency classification
– Minor, major and critical non-compliance
– First-time issues vs. systemic gaps
– Drafting inspection reports
– Factual tone
– Clear, accurate descriptions
Module 3: Building Investigations
– Ethical interviewing
– Disclosure, privacy and rights advisement
– Selecting neutral locations
– Accommodating special needs
– Legal basis for inquiries
– Warrants and subpoenas
– Consent forms
– Testimonial provisions
– Types of evidence
– Physical, documentary, testimonial
– Authenticity verification
Module 4: Maintaining Integrity
– Chain of custody processes
– Collection logs
– Secure storage
– Controlled access
– Data preservation
– Source documents
– Digitization specifications
– Verifiable copies
– Case file protocols
– Role-based access
– Audit trails
– File status controls
**Clear Communications for Regulators**
Objectives:
– Translate rules and issues clearly for lay stakeholders
– Provide updates sharing obligations without compromising confidential data
Course Title: Regulatory Communications
Module 1: Communicating Regulations and Requirements
– Principles of plain language
– Simple words and sentences
– Logical organization
– Reader-focused content
– Explaining regulations
– Background and rationale
– Scope and applicability
– Policy objectives
– Practical implications
– Answering regulatory questions
– Referencing specific rules
– Providing official interpretations
– Advising on compliance issues
Module 2: Developing Guidance Materials
– Formats
– Fact sheets
– FAQs
– Checklists
– Flow charts
– Example scenarios
– Incorporating stakeholder feedback
– Usability testing
– Accessibility considerations
– Reading level
– Translation into languages
– Alternative formats
Module 3: Stakeholder Outreach and Updates
– Identifying affected groups
– Consumers
– Industry
– Advocates
– General public
– Communication channels
– Websites
– Social media
– Direct mail/email
– Public forums/townhalls
– Transparent public reporting
– Rulemaking previews
– Implementation timelines
– Impact analyses
Module 4: Handling Confidential Information
– Legal frameworks
– FOIA
– Privacy laws
– Secrecy provisions
– Data classification
– Personal data
– Trade secrets
– Internal deliberations
– Law enforcement data
– Appropriate methods to share
– Aggregate reporting
– Anonymization
– Approved summaries
**Public Administration Ethics**
Objectives:
– Recognize ethical issues, codes guiding decisions
– Make judgements safeguarding independence, accountability and transparency
– Identify safe spaces and seek counsel on moral dilemmas
Course Title: Public Administration Ethics
Module 1: Foundations of Public Service Ethics
– What is ethics?
– Morals, values, principles
– Relevance of ethics in public administration
– Codes of conduct for regulators
– Integrity, objectivity, impartiality
Module 2: Recognizing and Resolving Ethical Issues
– Common areas of ethical risk
– Conflicts of interest
– Improper use of office
– Gifts and hospitality
– Outside employment/activities
– Ethical decision making frameworks
– Identifying issues
– Considering standards
– Judgement and reasoning
– Evaluation
Module 3: Promoting Ethical Governance
– Transparency initiatives
– Asset disclosure
– Lobbying registers
– Decision notices
– Accessibility and inclusion
– Protection for whistleblowers
– Anti-corruption controls
– Bribery risk assessments
– Limits on discretionary power
Module 4: Seeking Counsel on Ethical Dilemmas
– Bureau advisory resources
– Ethics officers
– Help desks
– Peer supports
– External consultation
– Third party experts
– Confidential advisors
– Dispute resolution
– Safe space dialogue
– Impartial mentors
– Off-the-record advice
**Law & Compliance Modules**
**Introductory Administrative Law**
Objectives:
– Explain administrative procedures, discretion, judicial oversight
– Identify relevant statutes and constraints on oversight powers
– Recognize duties of fairness, equity and reason giving
Course Title: Introductory Administrative Law
Module 1: Foundations of Administrative Law
– What is administrative law?
– Rules governing agency action
– Distinct from constitutional law
– Sources of administrative law
– Enabling statutes
– Agency regulations
– Case law precedents
– Key principles
– Rule of law
– Accountability
– Reasoned decision-making
Module 2: Agency Powers and Constraints
– Types of regulatory authority
– Rulemaking
– Investigations
– Adjudications
– Licensing
– Limits on discretion
– Statutory mandates
– Due process
– Stakeholder rights
– Judicial review
Module 3: Fair Administrative Process
– Procedural fairness
– Impartial tribunals
– Participation rights
– Rules against bias
– Employing experts
– Standards for evidence
– Data transparency
– Duty to give reasons
– Purpose and basis
– Responding to arguments
– Link to outcome
Module 4: Accountability and Oversight
– Legislative supervision
– Hearings
– Budget control
– Public accountability
– Performance reporting
– Citizen advisory panels
– Judicial review
– Appeals pathway
– Grounds for reversal
**Information Privacy Legislation Essentials**
Objectives:
– Summarize key provisions of privacy laws – rights, definition, scope
– Outline regulators and third parties obligations
– Recognize exemptions and permissions justifying data collection/use
Course Title: Information Privacy Legislation Essentials
Module 1: Foundations of Privacy Law
– What is ‘personal information’?
– Definitions and scope
– Key privacy principles
– Transparency
– Legitimate purposes
– Data minimization
– Accuracy
– Security
– Accountability
– Privacy as a human right
Module 2: Rights and Obligations
– Individual privacy rights
– Notice
– Access
– Correction
– Deletion
– Restriction on use
– Data portability
– Right to sue
– Organizational obligations
– Privacy policies
– Consent
– Use limitation
– Disclosure rules
Module 3: Grounds for Collection and Use
– Legitimate justification
– Legal authority
– Compliance with law
– Public interest
– Contract necessity
– Consent
– Special categories exemption
– Health data
– Children’s data
– Financial information
Module 4: Governance and Enforcement
– Privacy regulators
– Complaint investigations
– Audit powers
– Sanction authority
– Third party certification
– Emerging international frameworks
**Competition Policy Foundations**
Objectives:
– Explain theory of competitive markets and sources of market failure
– Outline aims and provisions of competition legislation locally
– Recognize anti-competitive practices – cartels, abuses of dominance
Course Title: Competition Policy Foundations
Module 1: Introduction to Competition Policy
– What is competition policy?
– Goals of competition policy
– Economic efficiency
– Consumer welfare
– Fairness and access
– Competitive markets overview
– Supply and demand
– Perfect vs. imperfect competition
– Market failure causes
Module 2: Competition Legislation Landscape
– Core provisions and prohibitions
– Collusion
– Bid-rigging
– Price-fixing
– Market allocation
– Merger review processes
– Abuse of dominance rules
– Relationship with sector regulators
Module 3: Anti-competitive Agreements
– Types of agreements
– Cartels
– Associations
– Vertical agreements
– Assessing adverse effects
– Price, quality impact
– Reduced consumer choice
Module 4: Abuse of Dominance
– Dominance defined
– Measuring market power
– Types of exclusionary conduct
– Predatory pricing
– Tying products
– Refusal to deal
– Restricting access
**Regulatory Enforcement Powers**
Objectives:
– Classify regulators inspection, auditing and investigation powers
– Identify administrative vs. criminal referral cases thresholds
– Recognize accused rights and complaint appeal mechanisms constraints
Course Title: Regulatory Enforcement Powers
Module 1: Monitoring and Inspection Powers
– Inspections
– Entry rights
– Document/data requests
– Interviews
– Sampling
– Audits
– Financial audits
– Operational audits
– ICT audits
– Surveillance authority
– Electronic tracking
– Mystery shopping
– Activity monitoring
Module 2: Investigation Powers
– Administering oaths
– Issuing subpoenas
– Compelled interviews
– Warrants and evidence seizure
– Accessing tax and financial records
Module 3: Escalation and Referral Checks
– Enforcement pyramid
– Advice
– Warnings
– Administrative sanctions
– License suspension
– Civil litigation
– Criminal charges
– Referral criteria
– Intentional
– Systemic
– Severity thresholds
Module 4: Ensuring Fair Process
– Notice requirements
– Rights advisals
– Recording obligations
– Appeal mechanism
– Internal review
– External tribunal
– Judicial review
**Ancillary Law Module**
**Fundamentals of Administrative Hearing Procedure**
This module outline covers key knowledge areas related to administrative hearings including processes, questioning techniques and determinations.
Objectives:
– Outline processes for regulatory administrative hearings conduct
– Develop questioning skills within rules of evidence
– Draft recommended determinations based on weighing facts
Course Title: Fundamentals of Administrative Hearing Procedure
Module 1: Pre-Hearing Processes
– Authority to hold hearings
– Appointing hearing officers
– Pleadings and pre-hearing motions
– Issuing subpoenas
– Discovery
Module 2: Hearing Principles
– Regulating conduct in hearings
– Hearing formats – in-person/virtual
– Intervening parties
– Presenting evidence
Module 3: Evidentiary Foundations
– Burdens of proof
– Laying foundations
– Direct, cross-examination
– Types of evidence
– Objections
– Hearsay and exceptions
Module 4: Post-Hearing Activities
– Closing records
– Recommended decisions
– Fact findings
– Applying relevant law
– Weighing evidence
– Order formulation
– Drafting final orders
**Specialization Domain Mix**
**Public Health**
**Clinical Quality & Safety Regulations**
Objectives:
– Apply care standards guiding oversight of health facilities, professionals
– Develop quality inspection review metrics and requirements
Course Title: Clinical Quality and Safety Regulations
Module 1 – Foundations of Healthcare Quality & Safety Governance
– What is healthcare quality?
– Evidence-based care
– Patient-centered care
– Timeliness, effectiveness, safety
– Sources of oversight authority
– Laws, regulations
– Accreditation standards
– Payment rules
Module 2 – Regulatory Standards for Quality of Care
– Facility licensing
– Environment of care standards
– Staff competencies
– Patient rights
– Provider credentialing
– Education
– Certification examinations
– Competency verification
– Clinical performance metrics
– Appropriate utilization
– Sentinel event reporting
– Public reporting
Module 3: Quality Monitoring and Inspections
– Survey processes
– Sample selection methodology
– Interviews, observation, document review
– Deficiency classification
– Condition level tags
– Immediate jeopardy findings
– Quality rating systems
– Consumer complaint review
Module 4: Remediation and Sanctions
– Notifying deficiencies
– Accepting action plans
– Conducting follow-up reviews
– Enforcement rules
– Denials of payment
– Directed in-service training
– License restrictions
– Civil monetary penalties
**Pharmaceutical Standards Overview**
Objectives:
– Outline drug approval testing and marketing requirements
– Apply ethical sourcing and counterfeit prevention best practices
– Identify licensing and post-market vigilance oversight processes
Course Title: Pharmaceutical Standards Overview
Module 1: Drug Approval Processes
– Preclinical testing
– Clinical trial phases
– New Drug Application (NDA) reviews
– Risk Evaluation and Mitigation Strategies (REMS)
– Marketing applications
– Labelling standards
Module 2: Ethical Sourcing & Counterfeit Prevention
– Current Good Manufacturing Practices (CGMPs)
– Supply chain security
– Track and trace systems
– Detection technologies
– Reporting suspicious products
– Drug serialisation
Module 3: Facility and Provider Licensing
– Manufacturer licenses
– Wholesaler/distributor licenses
– Pharmacy and provider licenses
– Personnel qualification rules
– Licensing inspections
Module 4: Post-Market Surveillance
– Adverse event reporting
– Risk management plans
– Post-approval monitoring
– Corrective actions/recalls
– Medication error reporting
– Drug utilisation reviews
**Emerging Technology**
**AI Systems Development Oversight**
Objectives:
– Explain key stages of build, test, monitor cycles for AI
– Assess data protocols and algorithmic transparency
– Impose clear human oversight rules for autonomous systems
Course Title: AI Systems Development Oversight
Module 1: AI System Build Lifecycle
– Design phase
– Requirements gathering
– Data scoping
– Model selection
– Development phase
– Data preprocessing
– Training methodology
– Model evaluation
Module 2: Testing and Monitoring
– Verification vs. validation
– Bias and fairness assessment
– Transparency requirements
– Code auditing
– Data sheets
– Model cards
– On-going performance monitoring
Module 3: Algorithmic Accountability
– Standards for explainability
– Feature attribution methods
– Model interpretability vs complexity
– “Right to explanation” issues
– Documenting development protocols
Module 4: Human Oversight Requirements
– Human-in-the-loop systems
– Human-on-the-loop systems
– Ensuring meaningful oversight
– Autonomy levels
– Kill switches
– Cybersecurity standards
**Connected Devices Privacy Considerations**
Objectives:
– Enforce personal data protection standards proportional to sensitivity factors
– Compel crypto-strength, defense-in-depth safeguards suiting scalable risks
– Mandate vulnerability disclosure & coordinated redress programs
Course Title: Connected Device Privacy Considerations
Module 1: Data Protection Standards
– Defining personal information
– Data sensitivity factors:
– Intimacy
– Behavioral usage
– Vulnerable subjects
– Proportional safeguards:
– Anonymization
– Encryption
– Access controls
– Retention limits
Module 2: Multi-Layered Security Protocols
– Device lifecycle controls
– Secure supply chain
– Hardened firmware
– Communications safeguards
– Authentication
– Integrity checking
– Confidentiality
– Defense-in-depth
– Monitoring
– Compartmentalization
– Resilience by design
Module 3: Vulnerability Handling
– Coordinated disclosure
– Grace periods
– Remediation timelines
– Reporting incentives
– Safe harbor
– Public recognition
– Software bill of materials
– Transparency
– Third party audits
Module 4: Privacy Governance
– Accountability controls
– Audits
– Risk assessments
– International alignment
– Mutual recognition
– Interoperability
– Emerging oversight models
– Codes of conduct
– Standardization
**Extractives**
**Mine Safety Inspector Essentials**
Objectives:
– Enforce miner certification maintenance requirements
– Perform installation audits verifying backup systems, ventilation adequacy
– Review emergency preparedness and response protocols
Course Title: Mine Safety Inspector Essentials
Module 1: Miner Training & Certification
– Initial qualification requirements
– Coursework
– Exams
– Experience hours
– Certificate classes
– Equipment operation
– Supervisory
– Special skills
– Certificate maintenance
– Refresher training
– Requalification exams
Module 2: Mine Installation Audits
– Backup systems
– Redundant power sources
– Communication networks
– Tracking systems
– Ventilation requirements
– Air quality testing
– Flow rate checks
– Filtration verification
– Transport audits
– Equipment inspection
– Right-of-way visibility
– Collision prevention
Module 3: Emergency Preparedness
– Response plan review
– Procedures
– Personnel
– Resources
– Drill observation
– Simulation fidelity
– Performance feedback
– Incident review
– Causal analysis
– Corrective actions
Module 4: Miner Health & Safety
– Hazard inspection
– Noise, dust, fumes
– Visibility requirements
– Protective equipment
– Exposure monitoring
– Air quality sampling
– Contaminant limits
– Work stoppage authority
– Unsafe conditions
– Permit violations
**Decommissioning and Reclamation Rules Intro**
Objectives:
– Comprehend staged reclamation plans after extraction completes
– Estimate financial assurance bonds reflecting clean-up costs
– Approve closure applications verifying long term contaminant prevention
Course Title: Decommissioning and Reclamation Rules
Module 1: Reclamation Planning
– Baseline site assessments
– Original state documentation
– Staged reclamation
– Concurrent remediation
– Final closure steps
– Plan components
– Timelines
– Technical specifications
– Monitoring procedures
Module 2: Financial Assurances
– Cost estimation models
– Corrective actions
– Ecological restoration
– Perpetual management
– Funding instruments
– Surety bonds
– Trust funds
– Letters of credit
– Updating requirements
– Adjust for inflation
– Changes in law/technology
Module 3: Closure Verification
– Decommissioning inspection
– Inventory disposal
– Infrastructure demolition
– Certificate of completion
– Long-term site controls
– Land use restrictions
– Lasting containment systems
– Post-closure monitoring
– Maintenance duties
– Residual impact metrics
Module 4: Approval Protocols
– License surrender assessment
– Plan fulfilment checks
– Financial coverage
– Water treatment transfer
– Public notice comment period
– Approval documentation
– Certificates
– Registry status
**Sustainability**
**Carbon Accounting Fundamentals**
Objectives:
– Classify emission types, gather intensity data by economic sector
– Apply emissions quantification methodologies consistently
– Outline transparency mandates uses for carbon pricing regimes caps
Course Title: Fundamentals of Carbon Accounting
Module 1: Introduction to Carbon Accounting
– Purpose: assessing organizational greenhouse gas (GHG) footprints
– Types of emissions
– Scope 1, 2, 3 emissions
– Direct and indirect emissions
– Data collection methodologies
– Measurement
– Calculation
– Modeling
Module 2: Quantification Methodologies
– Protocol standards
– GHG Protocol
– ISO 14064
– Quantifying major emission sources
– Stationary combustion
– Transport
– Land-use changes
– Industrial processes
Module 3: Accounting by Sector
– Data benchmarking
– Baseline estimates
– Intensity metrics
– Major emitting sectors
– Power
– Manufacturing
– Transportation
– Building
– Agriculture
Module 4: Applications in Climate Governance
– Carbon market oversight
– Emissions caps
– Credits accounting
– Climate risk disclosure
– Financial institutions
– Corporate sustainability reporting
– Border carbon adjustments
– Carbon-intensive imports
**Sustainable Procurement Policy Foundations**
Objectives:
– Make socioeconomic tradeoffs balancing emissions, job impacts locally
– Research eco labels applications for sourcing standards by product categories
– Set renewable energy, waste diversion, efficiency minimums for suppliers
Course Title: Foundations on Sustainable Procurement Policy
Module 1: Introduction to Sustainable Procurement
– Traditional vs. sustainable procurement
– Environmental impacts
– Resource consumption
– Pollution
– Climate emissions
– Social impacts
– Labor conditions
– Community benefits
– Human rights
Module 2: Sustainable Procurement Strategies
– Product standards
– Eco-labels
– Certifications
– Declarations
– Supplier qualifications
– Codes of conduct
– Performance reporting
– Audits
– Contracting requirements
– Renewable energy
– Waste diversion
– Efficiency metrics
Module 3: Implementation Considerations
– Life-cycle cost assessment
– Tradeoffs
– Local jobs
– Small business participation
– Price
– Phase-in approaches
– Priority product categories
– Pilots
– Targets and timelines
Module 4: Governance
– Policies and legislation
– Stakeholder collaboration
– Industry
– Advocacy groups
– Capacity building
– Training
– Tools
– Performance reporting
**Simulation**
**Integrative Regulatory Judgment Simulation**
Objectives:
– Analyze specialized case scenario risks, strategic oversight insights
– Engage stakeholders, evaluate options through roundtable exercise
– Formulate draft recommendations synthesizing key learning dimensions
Structure for Simulation Project:
Framework for developing an integrative regulatory judgment simulation focused on risk analysis, stakeholder engagement, and recommendation formulation.
The simulation could be structured around a mock case study with a complex regulatory oversight issue such as:
– A new technology with uncertain long-term safety impacts (ex. AI, nanotechnology, geoengineering)
– An industry undergoing disruption that requires adapting regulatory models (ex. Fintech, micromobility, autonomous vehicles)
– A crisis revealing gaps in existing regulatory regimes (ex. Pandemic, environmental disaster)
The simulation would then walk through key skill development areas:
Risk Analysis Exercise:
– Classify risks – safety, financial, operational, legal, reputational etc.
– Evaluate magnitude – likelihood & severity
– Identify contributing factors and root causes
– Assess mitigation strategies – policy options and controls
Stakeholder Engagement Roundtable:
– Mapping exercise – identify key constituencies
– Breakout groups – discuss priorities, concerns, recommendations
– Report back – present stakeholder perspectives
– Identify areas of alignment and disagreement
Recommendations Formulation:
– Integrate insights from risk analysis and stakeholder input
– Weigh merits and drawbacks of regulatory options
– Consider resourcing, enforceability, political factors
– Draft risk-based oversight recommendations report
There would also be opportunities for self and peer feedback on analytical thinking, communication, and regulatory judgment capabilities.
**Capstone Project**
**Develop Oversight Process Improvement Proposal**
– Review compliance inspection, incident intake, policy review process
– Identify limitations – evaluate domestic/global alternative methods
– Prepare proposal examining operational, legal and cost tradeoffs
– Submit reform plan Informed by evidence for department/agency
Structured outline for a Capstone Project:
Introduction
– Background on regulatory role and current processes under review
– Summary of identified limitations
– Compliance inspections
– Incident intake
– Policy reviews
– Purpose and scope of proposal
Current State Assessment
– Process maps
– Inputs
– Activities
– Outputs
– Performance data
– Costs
– Cycle times
– Deficiencies
– Pain point analysis
– Resource constraints
– Fragmentation
– Reporting burdens
Alternatives Benchmarking
– Domestic examples
– Innovative methods
– Technology solutions
– International case studies
– Risk-based approaches
– Co-regulatory models
– Academic research
– Improving efficiency
– Reducing burden
Recommendations
– Proposed process improvements
– Implementation considerations
– Legal authority
– Cost/benefit impact
– Change management
– Piloting plan
– Scale
– Success metrics
– Evaluation
Conclusion
– Key advantages of proposal
– Relation to regulatory excellence principles
– Supporting evidence basis
– Next steps